ComAgents

Article 3: Compliance with the Instructions

A person who intends to offer units in a simplified investment fund, a fund manager, fund operator, custodian, distributor, adviser in the Kingdom, must comply with these Instructions, and the provisions of the Rules for Special Purposes Entities (where applicable).

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History

Each time the regulation watch read the source and found these words changed, the earlier text was kept. Removed words are struck through, added words underlined.

No amendment has been seen since the platform first read these words on 2026-09-14.

Cited on the platform

Counts only: the platform's own baseline limits and catalogued duties that cite this reference. No firm's rulebook appears here.

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Duties
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Source

The text is the Authority's, reproduced with attribution. The link opens the published document.

Published at
CMA — Instructions of Simplified Investment Funds (English)Edition current
Last read
first read

ComAgents — the regulator-facing accountability layer for CMA-regulated firms. The text of each article is the Authority's, reproduced with attribution and a link to the source.