Article 9: Books and Records Keeping

Article 9: Books and Records Keeping

a. The fund manager must maintain the books and records of the fund for a period of (10) years unless the Authority determines otherwise, and must maintain copies of all books and records required pursuant to this Article for a longer period in the event such books and records relate to any litigation or claim (including any pending or threatened litigation) or any on-going investigations procedures, the fund manager and fund operator must maintain such books and records until the closure of that litigation, claim or on-going investigation procedures

b. The fund manager must maintain -at all times- records of all units issued and cancelled, and must maintain an up to date record of the balance of outstanding units.