Article 101(b): Private Placement Requirements of a Foreign Fund
As published by the Capital Market Authority and read from the source by the regulation watch; reproduced verbatim, with attribution and a link to the source.
b. If having received a private placement notification and the information and documents provided under paragraph (a) of this Article and the Authority considers that the proposed offer of securities may not be commensurate with the distributor's ability or may result in a breach of the Capital Market Law or its Implementing Regulations, then it may take any of following actions:
1) carry out any enquiries which it considered appropriate including requiring the concerned person or its representative to appear before the Authority to answer the questions of the Authority and to explain any matters that the Authority considers relevant to the private placement offering; or
2) require the concerned person or others to provide additional information or to confirm that the information provided is accurate, in such manner as the Authority may specify.
Text read on · 9985a1e0d24e
History
Each time the regulation watch read the source and found these words changed, the earlier text was kept. Removed words are struck through, added words underlined.
No amendment has been seen since the platform first read these words on 2026-09-14.
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Source
The text is the Authority's, reproduced with attribution. The link opens the published document.
- Published at
- CMA — Investment Funds Regulations (English)Edition 11/2025
- Last read
- first read
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