ComAgents

h. A securities advertisement may include a list of all of a fund’s portfolio holdings or a list of selected holdings. If a securities advertisement includes only a list of selected holdings, the holdings listed must be selected in an objective, balanced manner, and the securities advertisement must disclose the basis for selecting the holdings listed.

Text read on · b2e71ac1cf6e

History

Each time the regulation watch read the source and found these words changed, the earlier text was kept. Removed words are struck through, added words underlined.

No amendment has been seen since the platform first read these words on 2026-09-14.

Cited on the platform

Counts only: the platform's own baseline limits and catalogued duties that cite this reference. No firm's rulebook appears here.

Baseline limits
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Duties
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Source

The text is the Authority's, reproduced with attribution. The link opens the published document.

Published at
CMA — Investment Funds Regulations (English)Edition 11/2025
Last read
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ComAgents — the regulator-facing accountability layer for CMA-regulated firms. The text of each article is the Authority's, reproduced with attribution and a link to the source.